Shan Wan
万山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Wan (万山), a licensed former licensee with CE reference BTC068. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-08 | 2025-05-20 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-08 | 2025-05-20 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-18 | 2024-02-08 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-04-18 | 2024-02-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-14 | 2023-03-03 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-14 | 2023-03-03 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2022-12-14 | 2023-03-03 |