Shuk Fan Chung
鍾淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Chung (鍾淑芬), a licensed Responsible Officer with CE reference AHM250. Currently licensed at 1 firm(s): AY Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AY Asset Management (HK) Limited 安楹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-27 | present |
| AY Asset Management (HK) Limited 安楹資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-27 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-28 | 2020-08-21 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-06-05 | 2020-08-21 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-06-05 | 2020-08-21 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-23 | 2018-06-05 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-23 | 2018-06-05 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-18 | 2017-03-10 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-18 | 2017-03-10 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-11-18 | 2017-03-10 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2014-11-18 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-06 | 2014-11-18 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-10-06 | 2014-11-18 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-04 | 2014-07-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-04-12 | 2014-07-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-04-12 | 2014-07-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-18 | 2013-04-12 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2013-04-12 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-10-30 | 2013-02-14 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-10-30 | 2013-02-14 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-08-06 | 2007-06-10 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-08-06 | 2007-10-30 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-07 | 2007-10-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-21 |