Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Asset Management (H.K.) Limited (大和投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAB361. Current licensed staff on file: 0 (total recorded over time: 32).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-11-29 |
| Type 4 — Advising on securities | present | 2023-02-02 |
| Type 5 — Advising on futures contracts | present | 2007-07-12 |
| Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Type 9 — Asset management | present | 2021-06-09 |
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hiroyuki Chida | RO 4, 9 | 2008-06 | 2014-03 |
| Shuk Fan Chung 鍾淑芬 | RO 4, 9 Rep 4, 5, 9 | 2004-07 | 2013-02 |
| Atsushi Hashimoto 橋本充史 | RO 4, 9 | 2016-05 | 2021-09 |
| John Charles Boon Huat Koh 許文法 | RO 4, 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2007-06 |
| Akira Kuroki | RO 4, 9 Rep 4, 9 | 2018-01 | 2022-10 |
| Siu Ha Lai 黎少霞 | RO 4 Rep 4, 9 | 2010-05 | 2022-11 |
| Linda Lai Kuen Liu 廖麗娟 | RO 4, 9 Rep 4, 5, 9 | 2004-11 | 2007-11 |
| Tadayuki Ozaki 尾崎忠行 | RO 4, 9 | 2013-11 | 2016-09 |
| Xiukui Song 宋秀魁 | RO 4, 9 Rep 4, 9 | 2013-04 | 2017-07 |
| Atsushi Tahara | RO 1, 4, 5, 9 | Pre-2003 | 2008-07 |
| Tak Wah Tse 謝德華 | RO 4, 9 Rep 4, 9 | 2007-12 | 2021-02 |
| Chun Hei Cheng 鄭鎮禧 | Rep 4, 9 | 2012-08 | 2020-08 |
| Allen Choi 蔡國偉 | Rep 4, 9 | 2010-08 | 2017-12 |
| Jeffrey Shung Chi Kwong 鄺崇智 | Rep 4, 9 | 2018-06 | 2021-02 |
| Kwok Leung Lai 黎國樑 | Rep 4, 9 | 2007-08 | 2010-05 |
| Ching-Ju Lee 李靜如 | Rep 4, 9 | 2008-03 | 2010-08 |
| Eric (SFC:ATH805) Lee 李灝維 | Rep 4 | 2009-07 | 2016-11 |
| Ming Ho Lo 盧名豪 | Rep 4, 9 | 2010-06 | 2012-06 |
| Kenichiro Masuzawa | Rep 4, 5, 6, 9 | Pre-2003 | 2004-05 |
| Hideki Nagai 永井秀樹 | Rep 4, 9 | 2009-07 | 2011-08 |
| Yo Nagasawa 長澤陽 | Rep 4 | 2011-01 | 2012-11 |
| Yukio Nunomura | Rep 4 | 2012-07 | 2016-12 |
| Masakatsu Okada | Rep 4 | 2011-01 | 2012-05 |
| Jenny Fong Wa Szeto 司徒芳華 | Rep 4, 9 | 2008-02 | 2013-02 |
| Chung Hei Tang 鄧棕熙 | Rep 4, 9 | 2017-01 | 2022-10 |
| Chung Yan Tse 謝頌恩 | Rep 4, 9 | 2008-10 | 2009-01 |
| Qing Wan 萬青 | Rep 4, 9 | 2007-04 | 2008-12 |
| Nigel Phillip Wilkins | Rep 4 | 2006-03 | 2007-04 |
| Hoi Ming Wong 黃凱銘 | Rep 4, 9 | 2018-11 | 2022-10 |
| Siu Lun (SFC:ARP393) Wong 黃兆麟 | Rep 4 | 2008-10 | 2011-11 |
| Xiaoyu Xing 邢小羽 | Rep 4, 9 | 2013-05 | 2021-02 |
| Tatsuya Yumoto | Rep 4, 9 | 2011-11 | 2012-04 |
Showing 1–32 of 32