Jenny Fong Wa Szeto
司徒芳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Fong Wa Szeto (司徒芳華), a licensed Responsible Officer with CE reference AED920. Currently licensed at 1 firm(s): AY Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AY Asset Management (HK) Limited 安楹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-27 | present |
| AY Asset Management (HK) Limited 安楹資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-27 | present |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-05 | 2022-03-25 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-05 | 2022-03-25 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-20 | 2019-12-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-20 | 2019-12-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-10-20 | 2019-12-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-18 | 2016-10-20 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2016-10-20 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2013-02-28 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-18 | 2013-02-28 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-05 | 2008-01-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-05-02 | 2008-01-31 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-17 |