Tak Wah Tse
謝德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wah Tse (謝德華), a licensed former licensee with CE reference AIX141. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-06 | 2026-03-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-19 | 2026-03-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-19 | 2026-03-25 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-04-09 | 2021-02-11 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-04-09 | 2021-02-11 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-05 | 2008-04-09 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-12-05 | 2008-04-09 |
| Argyle Street Management Limited | RO | Type 9 — Asset management | 2006-05-03 | 2007-11-28 |
| Argyle Street Management Limited | Rep | Type 4 — Advising on securities | 2004-12-07 | 2007-11-28 |
| Argyle Street Management Limited | Rep | Type 9 — Asset management | 2004-12-07 | 2006-05-03 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-06 | 2004-10-04 |