Chung Yan Tse
謝頌恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yan Tse (謝頌恩), a licensed former licensee with CE reference AMY528. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-06 | 2012-02-07 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-09 | 2009-01-06 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-10-09 | 2009-01-06 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-27 | 2008-10-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-02-27 | 2008-10-01 |