Tadayuki Ozaki
尾崎忠行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadayuki Ozaki (尾崎忠行), a licensed former licensee with CE reference BBU613. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-12 | 2016-09-05 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-12 | 2016-09-05 |