Ha Fung Poon
潘夏峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Fung Poon (潘夏峯), a licensed former licensee with CE reference AFK090. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Global Credit (HK) Limited | RO | Type 1 — Dealing in securities | 2022-04-25 | 2023-09-30 |
| Carlyle Global Credit (HK) Limited | RO | Type 4 — Advising on securities | 2022-04-25 | 2023-09-30 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-08-27 | 2022-02-18 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-26 | 2020-08-27 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-23 | 2022-02-18 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-19 | 2005-01-14 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-19 | 2005-01-14 |