Jieying Liu
劉洁莹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jieying Liu (劉洁莹), a licensed former licensee with CE reference BOD545. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-11 | 2025-03-20 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-11 | 2025-03-20 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-19 | 2024-09-11 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-19 | 2024-09-11 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-24 | 2024-01-16 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-08-24 | 2024-01-16 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-23 | 2022-08-24 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-23 | 2022-08-24 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-09 | 2022-03-28 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-08-09 | 2022-03-28 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-07 | 2021-08-09 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-05-07 | 2021-08-09 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-25 | 2022-03-28 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-25 | 2020-02-21 |