Kit Sum Lee
李潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Sum Lee (李潔心), a licensed Responsible Officer with CE reference ALN682. Currently licensed at 1 firm(s): Cheung On Securities Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2025-05-09 | present |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2025-05-09 | present |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-18 | 2022-04-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2017-05-18 | 2022-04-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-05-18 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-29 | 2017-05-18 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-06 | 2014-04-13 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-06 | 2014-04-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-14 | 2010-11-26 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-14 | 2010-11-26 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-14 | 2010-11-26 |