Yuen Lee Ho
何原理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Lee Ho (何原理), a licensed former licensee with CE reference AYO086. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-04-12 | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-12 | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-04-12 | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-04-12 | 2021-09-17 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-28 | 2012-07-03 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-12-28 | 2012-07-03 |