Jack Chak Kei Wong
王澤基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jack Chak Kei Wong (王澤基), a licensed former licensee with CE reference ARN581. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-25 | 2019-10-09 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-24 | 2019-10-09 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-24 | 2019-10-09 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-06 | 2018-04-24 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-06 | 2018-04-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-09 | 2017-08-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2009-10-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-26 | 2009-10-14 |