Tony Yik Tung Lau
劉奕彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yik Tung Lau (劉奕彤), a licensed Responsible Officer with CE reference ARM315. Currently licensed at 1 firm(s): Ping An of China Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-04-28 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-10 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-15 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-15 | 2022-11-10 |
| Lunar Capital Management Limited |
Rep | Type 4 — Advising on securities | 2015-11-23 | 2017-10-31 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-11 | 2015-10-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2015-10-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-11 | 2015-10-05 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-07 | 2015-04-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2015-04-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-07 | 2015-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-08 | 2009-09-08 |