Shek Ping Chan
陳錫萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Ping Chan (陳錫萍), a licensed former licensee with CE reference AFS352. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-12 | 2018-07-05 |
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
RO | Type 9 — Asset management | 2016-10-12 | 2018-07-05 |
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-17 | 2016-10-12 |
| Pedder Street Investment Management Limited 沛達投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-17 | 2016-10-12 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-07 | 2016-06-04 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-03-07 | 2016-06-04 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-08-26 | 2014-04-17 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-01-29 | 2010-08-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-15 | 2014-03-07 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-12-15 | 2014-03-07 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-05-02 | 2008-11-06 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-05-02 | 2008-11-06 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2006-05-02 | 2008-11-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-11 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-11 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-04-11 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-04-11 |