Stanley Wenjie Dai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Wenjie Dai, a licensed Representative with CE reference BDT580. Currently licensed at 1 firm(s): Optiver Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | present |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-03-21 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2021-12-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2021-12-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-06 | 2021-12-10 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-24 | 2019-02-27 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-04-24 | 2019-02-27 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-22 | 2018-01-12 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-11 | 2018-01-12 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-11 | 2018-01-12 |