Sum Yi Lau
劉心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yi Lau (劉心怡), a licensed Representative with CE reference BNW971. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-08 | present |
| EQT Partners Capital Limited 殷拓資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-08 | present |
| iCapital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-10-11 | 2024-08-09 |
| iCapital Hong Kong Limited | RO | Type 4 — Advising on securities | 2023-10-11 | 2024-08-09 |
| iCapital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-10-10 | 2023-10-11 |
| iCapital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2023-10-10 | 2023-10-11 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2021-11-12 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2021-11-12 |