Kang Muk Chan

陳鏡沐
CE No. AUL922 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kang Muk Chan (陳鏡沐), a licensed Responsible Officer with CE reference AUL922. Currently licensed at 1 firm(s): Ping An of China Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
RO Type 1 — Dealing in securities 2018-04-25 present
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
RO Type 4 — Advising on securities 2017-07-26 present
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
RO Type 9 — Asset management 2017-07-26 present
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2017-06-27 2017-07-26
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
Rep Type 9 — Asset management 2017-06-27 2017-07-26
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 1 — Dealing in securities 2015-04-21 2015-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2015-04-21 2015-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 4 — Advising on securities 2015-04-21 2015-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
RO Type 5 — Advising on futures contracts 2015-04-21 2015-11-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2015-03-02 2015-04-21
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2015-03-02 2015-04-21
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2015-03-02 2015-04-21
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 5 — Advising on futures contracts 2015-03-02 2015-04-21

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