Robert James Horrocks
豪樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Horrocks (豪樂), a licensed former licensee with CE reference ACN474. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-18 | 2024-08-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-27 | 2019-03-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-01-30 | 2008-05-13 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-30 | 2007-01-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-30 | 2008-05-13 |