Chester Ying Ho Tam
譚英豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chester Ying Ho Tam (譚英豪), a licensed Representative with CE reference ADV035. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-07 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-07 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-07 | 2025-05-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-28 | 2012-12-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2012-12-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-23 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-10-23 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-08 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-08 |