Xiaoran (SFC:BQV430) Li
李曉然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoran (SFC:BQV430) Li (李曉然), a licensed Representative with CE reference BQV430. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-01 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-02 | 2023-07-12 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-15 | 2023-07-12 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-15 | 2023-07-12 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-08-12 | 2022-04-08 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-18 | 2022-04-08 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-18 | 2022-04-08 |