Biao Guo
郭彪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Biao Guo (郭彪), a licensed Responsible Officer with CE reference AXK321. Currently licensed at 3 firm(s): Shanxi Securities International Futures Limited, Shanxi Securities International Asset Management Limited, Shanxi Securities International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-03 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-04-24 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-16 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-15 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2016-05-01 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-03 | 2016-05-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-13 | 2015-03-09 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-29 | 2015-03-09 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2011-07-13 |