Sunny Sheung Lai Tse
謝尚禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Sheung Lai Tse (謝尚禮), a licensed Responsible Officer with CE reference APB109. Currently licensed at 2 firm(s): Eddid Capital Limited , Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 41.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-05-11 | present |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 9 — Asset management | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2022-10-20 | 2023-04-20 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2019-01-23 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2019-01-23 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2018-08-27 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-17 | 2018-08-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-24 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-24 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-10-24 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-20 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2017-01-20 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-20 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2017-01-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2017-01-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-20 | 2017-01-20 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-17 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2014-03-17 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-17 | 2016-10-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-26 | 2013-09-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2010-05-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-04 | 2008-05-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-04 | 2008-05-26 |