Aaron Yun Wing Lee
李恩榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Yun Wing Lee (李恩榮), a licensed former licensee with CE reference AJC168. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-12 | 2025-08-20 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-12 | 2025-08-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-23 | 2023-09-05 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-23 | 2023-09-05 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 4 — Advising on securities | 2021-07-14 | 2022-02-28 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 9 — Asset management | 2021-07-14 | 2022-02-28 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-04 | 2021-06-30 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-04 | 2021-06-30 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-10 | 2019-02-04 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2019-02-04 |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-10 | 2018-10-31 |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-10 | 2018-10-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-31 | 2016-03-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-31 | 2016-03-07 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-05-08 | 2014-11-24 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-08 | 2014-11-24 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2013-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-17 | 2013-05-25 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-17 | 2013-05-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-04 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2011-08-04 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-11 | 2011-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-11 | 2011-12-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-11 | 2011-08-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-14 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-14 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-26 | 2010-12-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2010-07-26 | 2010-12-14 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-18 | 2011-01-23 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-18 | 2011-01-23 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-09 | 2010-07-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-09 | 2010-07-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-18 | 2008-08-18 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-18 | 2008-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-18 | 2008-08-18 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-28 | 2004-02-25 |