First Quarter Moon Asset Management Limited
上弦月資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Quarter Moon Asset Management Limited (上弦月資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BRF506. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2021-09-27.
Registered address
Room 117, Units 1101-1102, 11/F, Chuang's Enterprises Building, No.382 Lockhart Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2021-09-27 | present |
| Type 9 — Asset management | 2021-09-27 | present |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pok Man Chan 陳博文 | RO 4, 9 Rep 4, 9 | 2023-06 | 2026-02 |
| Chun Sing Chau 周振聲 | RO 4, 9 | 2021-09 | 2022-11 |
| Xin (SFC:BWV849) Huang 黄鑫 | RO 4, 9 | 2025-10 | Present |
| Kam Fu Kok 郭錦富 | RO 4, 9 Rep 4, 9 | 2023-07 | 2025-10 |
| Chun On Kong 江俊安 | RO 4, 9 | 2021-09 | 2023-02 |
| Aaron Yun Wing Lee 李恩榮 | RO 4, 9 | 2023-02 | 2023-09 |
| Zhenqi (SFC:BXJ268) Shen 沈鎮棋 | RO 4, 9 | 2026-05 | Present |
| Weilin Zhang 张炜林 | RO 4, 9 | 2025-11 | Present |
| Ximei Wang 王喜梅 | Rep 4, 9 | 2024-11 | 2024-12 |
Showing 1–9 of 9
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