Pok Man Chan
陳博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pok Man Chan (陳博文), a licensed former licensee with CE reference BCU785. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-29 | 2026-02-28 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-29 | 2026-02-28 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-01 | 2023-06-29 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-01 | 2023-06-29 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2022-03-31 | 2023-05-31 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-31 | 2023-05-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | 2023-05-31 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | 2023-05-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2022-02-23 | 2023-05-31 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-23 | 2023-05-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-14 | 2021-10-29 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-14 | 2021-10-29 |
| Tongjin Securities Limited 通金證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-08 | 2020-07-14 |
| Tongjin Securities Limited 通金證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-08 | 2020-07-14 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-24 | 2020-02-12 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2019-05-24 | 2020-02-12 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-05 | 2019-04-24 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2018-06-05 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2018-04-08 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-07 | 2017-01-17 |