Tongjin Securities Limited
通金證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tongjin Securities Limited (通金證券有限公司), a Hong Kong-based licensed corporation with CE reference BOU553. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2020-01-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-01-17 | 2024-04-12 |
| Type 2 — Dealing in futures contracts | 2020-01-17 | 2024-04-12 |
| Type 4 — Advising on securities | 2020-01-17 | 2024-04-12 |
| Type 5 — Advising on futures contracts | 2020-01-17 | 2024-04-12 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Leung Chan 陳嘉亮 | RO 1, 2, 4, 5 | 2020-01 | 2020-05 |
| Pok Man Chan 陳博文 | RO 1, 4 Rep 1, 4 | 2020-05 | 2021-10 |
| Chi Ming Ho 何志明 | RO 1, 2, 4, 5 | 2021-03 | 2023-06 |
| Boris Kwun Kwan Kam 金冠群 | RO 1, 2, 4, 5 | 2020-01 | 2020-06 |
| Ka Kit Lai 黎家傑 | RO 1, 2, 4, 5 | 2020-05 | 2021-02 |
| Ka Hong Tam 譚家康 | RO 1, 4 | 2021-12 | 2024-02 |
| Ka Chun (SFC:BAI761) Wong 黃家俊 | RO 1, 2, 4, 5 | 2020-05 | 2020-07 |
Showing 1–7 of 7