Boris Kwun Kwan Kam
金冠群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boris Kwun Kwan Kam (金冠群), a licensed former licensee with CE reference ANA539. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 — Advising on securities | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 9 — Asset management | 2026-04-28 | 2026-04-30 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2026-03-11 | 2026-04-28 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 9 — Asset management | 2026-03-11 | 2026-04-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2022-03-21 | 2026-01-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-16 | 2022-03-21 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-17 | 2021-12-31 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-05 | 2020-08-17 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-05 | 2021-12-31 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-17 | 2020-06-02 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-17 | 2020-06-02 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-19 | 2020-01-10 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2020-01-10 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-23 | 2019-08-19 |
| Verity Capital Limited 洵美資本有限公司 |
RO | Type 9 — Asset management | 2018-09-27 | 2019-06-30 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-18 | 2019-06-30 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | 2018-07-18 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-24 | 2018-04-30 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-09 | 2017-07-24 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-22 | 2017-05-14 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-23 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-03-23 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-15 | 2016-03-23 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-15 | 2016-05-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-15 | 2016-03-23 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2012-07-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-23 | 2012-07-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-12 | 2011-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-20 | 2011-06-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-20 | 2011-06-09 |