Going Securities Limited

高盈證券有限公司
CE No. BPS863 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Going Securities Limited (高盈證券有限公司), a Hong Kong-based licensed corporation with CE reference BPS863. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 16). Earliest licence on file: 2020-12-30.

Registered address

Suite 3111, 31/F, Tower 6, The Gateway, Harbour City, Tsim Sha Tsui, KLN

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2022-06-30 present
Type 2 — Dealing in futures contracts 2020-12-30 present
Type 4 — Advising on securities 2023-06-13 present
Type 5 — Advising on futures contracts 2020-12-30 present
Type 9 — Asset management 2023-06-13 present

Licensed staff (all-time) (16)
Active on date

Name Activities First licensed To
Yu Foon Cheung 張儒歡 RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2025-09 2026-02
Kwun Hung Chow 周冠雄 RO 1, 2, 4, 5, 9 2020-12 2024-10
Kwong San Chung 鍾廣燊 RO 2, 5 Rep 2, 5 2025-11 2026-03
Sze Nga Hui 許思雅 RO 1, 2, 4, 5, 9 2023-06 Present
Boris Kwun Kwan Kam 金冠群 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2026-03 2026-04
Tsz Ho (SFC:AGF160) Lee 李子豪 RO 2, 5 Rep 1, 4 2024-10 2026-02
Yung Yin Pun 潘用賢 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2025-12 Present
Chun Kwan Tong 湯鎮坤 RO 1, 2, 4, 5 Rep 2, 5, 9 2021-10 2024-10
Kin Pong Wong 黃建邦 RO 1, 2, 4, 5 Rep 9 2020-12 2024-10
Ka Fung Yeung 楊家峰 RO 1, 4 Rep 1, 9 2024-09 2025-05
Ming Min Zhang 章明敏 RO 1, 4, 9 2025-04 Present
Yee Ching Ip 葉綺晴 Rep 1, 4, 9 2025-10 Present
Wang Sum Nelson Lau 劉泓琛 Rep 1, 2, 4, 5 2026-01 Present
Chun Pong Siu 蕭鎮邦 Rep 1, 2, 4, 5 2025-04 2025-10
Pou Keong U 余寶強 Rep 1, 2, 4, 5, 9 2026-03 2026-04
Ximei Wang 王喜梅 Rep 1, 2, 4, 5, 9 2025-02 Present
Showing 1–16 of 16

Other Hong Kong SFC firms with overlapping regulated activities

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 5 shared activity types · 宏利投資管理(香港)有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 · 217 staff · 5 shared activity types · 永豐金證券(亞洲)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 · 204 staff · 5 shared activity types

FIL Investment Management (Hong Kong) Limited

CE AAG408 · 196 staff · 5 shared activity types · 富達基金(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 · 186 staff · 5 shared activity types · 富途證券國際(香港)有限公司

JPMorgan Asset Management (Asia Pacific) Limited

CE AAA121 · 147 staff · 5 shared activity types

Yuanta Securities (Hong Kong) Company Limited

CE ABS015 · 136 staff · 5 shared activity types · 元大證券(香港)有限公司

Chief Securities Limited

CE BWN872 · 118 staff · 5 shared activity types · 致富證券有限公司

Related