Wang Sum Nelson Lau
劉泓琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Sum Nelson Lau (劉泓琛), a licensed Representative with CE reference BUO417. Currently licensed at 1 firm(s): Going Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-08 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2026-01-08 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-08 | 2024-07-19 |