Tsz Ho (SFC:AGF160) Lee
李子豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ho (SFC:AGF160) Lee (李子豪), a licensed former licensee with CE reference AGF160. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-15 | 2026-02-02 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-15 | 2026-02-02 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-10-17 | 2026-02-02 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-10-17 | 2026-02-02 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-10 | 2024-10-07 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-10 | 2024-10-07 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-10 | 2021-03-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-17 | 2020-08-04 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2020-08-04 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-19 | 2011-06-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-03 | 2006-07-12 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-20 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |