Sze Nga Hui
許思雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Nga Hui (許思雅), a licensed Responsible Officer with CE reference BJT982. Currently licensed at 1 firm(s): Going Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-10-17 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-10-17 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 — Advising on securities | 2023-06-13 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 9 — Asset management | 2023-06-13 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-12 | 2023-04-30 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2023-04-30 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-12 | 2023-04-30 |
| Lindale Capital Limited | RO | Type 1 — Dealing in securities | 2020-07-06 | 2021-03-19 |
| Lindale Capital Limited | RO | Type 4 — Advising on securities | 2020-07-06 | 2021-03-19 |
| Lindale Capital Limited | RO | Type 9 — Asset management | 2020-07-06 | 2021-03-19 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2018-01-17 | 2020-07-05 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-19 | 2018-01-17 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-19 | 2018-01-17 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-06-19 | 2018-01-17 |