Ming Min Zhang
章明敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Min Zhang (章明敏), a licensed Responsible Officer with CE reference BGB214. Currently licensed at 1 firm(s): Going Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-29 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-09 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 9 — Asset management | 2025-04-09 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2024-01-30 | 2025-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2024-01-30 | 2025-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-08 | 2024-01-30 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2024-01-08 | 2024-01-30 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-23 | 2023-05-09 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-23 | 2023-05-09 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-04 | 2021-11-23 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-04 | 2021-11-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-28 | 2020-10-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2020-10-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-28 | 2020-10-07 |