Yuen Shing Lau
劉原誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Shing Lau (劉原誠), a licensed former licensee with CE reference AXZ950. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-06 | 2018-05-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-06 | 2018-05-17 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-06 | 2018-05-17 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-31 | 2016-02-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-07 | 2013-04-05 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-07 | 2011-09-30 |