Shelly Sean Singhal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shelly Sean Singhal ( ), a licensed former licensee with CE reference AMJ868. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2009-04-15 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2008-09-23 | 2009-04-15 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2009-04-15 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | 2008-06-04 | 2009-04-15 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2007-10-17 | 2008-06-04 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-24 | 2008-06-04 |