Sin Just Wong

黃森捷
CE No. ABS438 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Just Wong (黃森捷), a licensed former licensee with CE reference ABS438. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
RO Type 9 — Asset management 2007-10-17 2010-05-12
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
RO Type 1 — Dealing in securities 2007-04-13 2008-07-18
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
RO Type 4 — Advising on securities 2007-04-13 2008-07-18
Central China International Capital Limited
中州國際融資有限公司
RO Type 6 — Advising on corporate finance 2007-04-13 2007-09-12
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
RO Type 9 — Asset management 2007-04-13 2008-07-18
Central China International Capital Limited
中州國際融資有限公司
RO Type 1 — Dealing in securities present 2006-01-06
SIIS Investment Management Limited RO Type 4 — Advising on securities present 2003-11-04
Central China International Capital Limited
中州國際融資有限公司
RO Type 6 — Advising on corporate finance present 2006-01-06
SIIS Investment Management Limited RO Type 6 — Advising on corporate finance present 2003-11-04
SIIS Investment Management Limited RO Type 9 — Asset management present 2003-11-04

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