Tsz Man (SFC:AGY565) Chan
陳梓汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man (SFC:AGY565) Chan (陳梓汶), a licensed former licensee with CE reference AGY565. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2020-12-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-17 | 2017-10-02 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2009-07-10 | 2012-07-27 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2009-07-14 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-04-15 | 2009-04-30 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-20 | 2009-04-15 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-19 | 2006-02-12 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-25 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |