Tsz Hang Mak
麥子衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Hang Mak (麥子衡), a licensed Responsible Officer with CE reference APW355. Currently licensed at 1 firm(s): Imperium International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-30 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-04-12 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-22 | 2025-07-25 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-11 | 2017-08-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-13 | 2015-02-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-11 | 2013-05-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-11 | 2011-09-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-15 | 2010-03-02 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-28 | 2010-03-02 |