Phoenix Capital Asia Limited
英明融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Capital Asia Limited (英明融資有限公司), a Hong Kong-based licensed corporation with CE reference ADS639. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2022-12-21 |
| Type 6 — Advising on corporate finance | present | 2022-12-21 |
| Type 9 — Asset management | present | 2004-03-31 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Twice Sui Lung Chan 陳瑞龍 | RO 4, 6 Rep 6, 9 | 2003-11 | 2012-08 |
| Boby Yiu Keung Ho 何耀強 | RO 4 | 2019-04 | 2022-06 |
| Yiu Ming Ho 何耀明 | RO 4, 6, 9 | Pre-2003 | 2022-12 |
| Chiu Kang Lee 李疇賡 | RO 4, 6, 9 | Pre-2003 | 2019-12 |
| Tsan Pui Liu 廖燦培 | RO 6 Rep 4, 6 | 2017-07 | 2022-04 |
| Siu Wa (SFC:AOV295) Cheng 鄭少華 | Rep 4, 6 | 2007-05 | 2010-10 |
| Wai Pang Chu 朱維鵬 | Rep 6 | 2012-10 | 2016-08 |
| Chun Yin (SFC:AVP120) Lau 劉俊賢 | Rep 4, 6 | 2017-07 | 2022-06 |
| Ho Fung Lau 劉浩峰 | Rep 4, 6 | 2006-02 | 2006-10 |
| Helmut Inn Man Lee 李彥文 | Rep 6 | 2017-01 | 2017-08 |
| Tsz Hang Mak 麥子衡 | Rep 4 | 2007-11 | 2010-03 |
| Yuek To Yau 尤若濤 | Rep 6 | 2005-06 | 2007-05 |
| Pui Yee Yiu 姚佩怡 | Rep 4, 6 | 2018-03 | 2022-06 |
Showing 1–13 of 13