Chun Yin (SFC:AVP120) Lau
劉俊賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin (SFC:AVP120) Lau (劉俊賢), a licensed former licensee with CE reference AVP120. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-20 | 2022-06-30 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-20 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-06 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-20 | 2011-11-28 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2011-11-28 |