Pui Yee Yiu
姚佩怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Yiu (姚佩怡), a licensed former licensee with CE reference ACY334. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-20 | 2022-06-30 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-20 | 2022-06-30 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-20 | 2022-06-30 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-17 | 2022-06-30 |