Alice Wai Yan Lau
柳蕙恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Wai Yan Lau (柳蕙恩), a licensed former licensee with CE reference AME575. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-04 | 2006-10-09 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-04 | 2006-10-09 |