Chi Kun Tsoi
蔡智勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kun Tsoi (蔡智勤), a licensed former licensee with CE reference ABH186. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-26 | 2024-11-28 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-26 | 2024-11-28 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-16 | 2020-06-30 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-11 | 2019-08-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2008-09-23 | 2019-07-02 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2008-04-25 | 2013-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-07 | 2011-09-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | 2007-02-28 | 2011-09-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 — Asset management | 2007-02-28 | 2008-04-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 — Asset management | 2006-10-26 | 2007-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-20 | 2019-07-02 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2006-07-18 | 2007-02-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-28 | 2013-02-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-04-28 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-10-20 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-04-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-23 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 — Asset management | present | 2006-07-18 |