Kit Ming Lo
盧潔明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ming Lo (盧潔明), a licensed former licensee with CE reference ACG022. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | 2024-04-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-31 | 2024-04-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2022-03-04 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-28 | 2010-12-18 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-13 | 2006-08-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |