Pui Lam Yue
余佩琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lam Yue (余佩琳), a licensed Representative with CE reference AGA571. Currently licensed at 1 firm(s): Kingsway Financial Services Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-21 | 2018-08-24 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2017-12-21 | 2018-08-24 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-18 | 2017-12-21 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-18 | 2017-12-21 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-01 | 2017-09-13 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2016-08-24 | 2017-09-13 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2016-07-22 | 2017-09-13 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-07 | 2015-04-06 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-07 | 2015-04-06 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-07 | 2015-04-06 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-07 | 2015-04-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-21 | 2014-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-17 | 2014-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-17 | 2014-05-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-19 | 2013-08-03 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2013-08-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-03 | 2011-09-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-03 | 2011-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-11 | 2008-09-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-01 | 2008-09-02 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-22 | 2006-08-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2005-03-10 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-01 | 2005-03-10 |