Jeong Ju Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeong Ju Lee ( ), a licensed former licensee with CE reference AOJ328. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-29 | 2023-09-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2012-06-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2012-06-01 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-13 | 2011-06-17 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2007-08-02 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-10 | 2007-08-02 |