On Wah Lau
劉安樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Wah Lau (劉安樺), a licensed Responsible Officer with CE reference AAD083. Currently licensed at 1 firm(s): KHG Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-04 | present |
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-04 | present |
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-04 | present |
| Augment Wealth Advisors Limited |
RO | Type 1 — Dealing in securities | 2021-08-19 | 2022-12-13 |
| Augment Wealth Advisors Limited |
RO | Type 2 — Dealing in futures contracts | 2021-08-19 | 2022-12-13 |
| Augment Wealth Advisors Limited |
RO | Type 4 — Advising on securities | 2021-08-19 | 2023-10-31 |
| Augment Wealth Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2021-08-19 | 2023-10-31 |
| Augment Wealth Advisors Limited |
RO | Type 9 — Asset management | 2021-08-19 | 2023-10-31 |
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2020-09-02 | 2021-01-22 |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2020-09-02 | 2021-01-22 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2017-09-22 | 2020-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2017-09-22 | 2020-08-31 |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-08 | 2020-08-31 |
| Eureka Capital Partners (HK) Limited |
RO | Type 1 — Dealing in securities | 2016-08-23 | 2017-03-05 |
| Eureka Capital Partners (HK) Limited |
RO | Type 4 — Advising on securities | 2016-08-23 | 2017-03-05 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-03-22 | 2015-04-10 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-05-15 | 2007-03-22 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-12-19 | 2006-05-15 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-10-14 | 2005-12-19 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2005-04-21 | 2005-08-08 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-04-21 | 2005-08-08 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2005-04-21 | 2005-08-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 — Asset management | 2005-04-21 | 2005-08-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-08 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-08-08 |