Fei Fei Shum
沈菲菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei Fei Shum (沈菲菲), a licensed former licensee with CE reference ALR570. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2023-01-04 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 9 — Asset management | 2018-07-17 | 2023-01-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2011-02-15 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2011-02-15 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-22 | 2011-02-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2010-06-10 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2008-12-29 | 2009-05-08 |
| Ramius Asia Ltd. | Rep | Type 9 — Asset management | 2006-11-07 | 2008-12-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-06 | 2006-07-21 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-02-02 | 2005-11-14 |