Ramius Asia Ltd.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramius Asia Ltd., a Hong Kong-based licensed corporation with CE reference AND374. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2006-09-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2006-09-08 | 2010-08-31 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jackson Wai Kwok Chan 陳維國 | RO 9 Rep 9 | 2008-07 | 2010-04 |
| Peter Thomas Gray | RO 9 | 2009-10 | 2010-04 |
| Simon Hwang 黃義天 | RO 9 | 2006-12 | 2007-07 |
| Siu Yeung Lam 林少陽 | RO 9 Rep 9 | 2008-06 | 2009-01 |
| Robert Arnold Levinson | RO 9 | 2008-01 | 2009-11 |
| Jonathan Davy Amon Moore | RO 9 | 2006-09 | 2009-01 |
| Arthur Jay Rosen | RO 9 | 2006-09 | 2008-04 |
| Paul Kok Hua Ho | Rep 9 | 2008-07 | 2008-11 |
| Fei Fei Shum 沈菲菲 | Rep 9 | 2006-11 | 2008-12 |
| Ngee Kuan Teo | Rep 9 | 2008-02 | 2009-01 |
| Gongliang Wu 吳公樑 | Rep 9 | 2008-02 | 2009-01 |
Showing 1–11 of 11