Arthur Jay Rosen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Jay Rosen ( ), a licensed former licensee with CE reference AND375. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ramius Asia Ltd. | RO | Type 9 — Asset management | 2006-09-08 | 2008-04-14 |