Jackson Wai Kwok Chan
陳維國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackson Wai Kwok Chan (陳維國), a licensed Responsible Officer with CE reference AJK859. Currently licensed at 1 firm(s): Seaga International Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seaga International Limited 恒昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-19 | present |
| Seaga International Limited 恒昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-20 | 2021-01-19 |
| Stifel Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2014-06-10 | 2020-08-14 |
| Stifel Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2014-06-10 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-15 | 2014-01-31 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-11-15 | 2014-01-31 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-11-15 | 2014-01-31 |
| Ramius Asia Ltd. | RO | Type 9 — Asset management | 2009-02-09 | 2010-04-01 |
| Ramius Asia Ltd. | Rep | Type 9 — Asset management | 2008-07-31 | 2009-02-09 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2008-06-06 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-02-20 | 2008-06-06 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-17 | 2008-06-06 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2004-12-10 | 2006-01-12 |
| Towers Watson Hong Kong Limited 韜睿惠悅香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-30 | 2004-10-21 |